Compliance Policy

Countrywide Tolstrup Financial Services Group Pty Ltd is committed to Compliance at all levels of our organisation.

Our Compliance Policy emanates from the Board of Directors and the Managing Director. Our management and personnel take further responsibility for the promotion, understanding and compliance with laws, regulations, codes and organisational standards.

We aim to prevent, and where necessary, identify and respond to breaches of laws regulations codes or organisational standards occurring in our organisation.

We aim to remain at all times, a good corporate citizen.

We have a Code of Ethics which requires all our personnel and representatives to observe the highest standards of ethics and integrity in their conduct, and a commitment to follow the NIBA code of Conduct.

We promote a positive attitude to compliance and are committed to the development and implementation of procedures and processes that make compliance easier to understand and achieve.

We adopt a policy of continuous improvement based on our training program and monitoring and review processes which are designed to identify and rectify any aspects of our compliance which can be improved.