Compliance Policy

Countrywide Tolstrup Financial Services Group P/L is committed to Compliance at all levels of our organisation.

Our Compliance Policy emanates from the Board of Directors and the Managing Director. Our management and personnel take responsibility for the promotion, understanding and compliance with laws, regulations, codes and organisational standards.

We aim to prevent, and where necessary, identify and respond to breaches of laws regulations codes or organisational standards occurring in our organisation.

We aim to represent our organisation and our personnel as a good corporate citizen, at all times.

We have a Code of Ethics which requires our personnel to observe the highest standards of ethics and integrity in their conduct, and a commitment to follow the NIBA code of Conduct.

We endeavour to promote a positive attitude to compliance and are committed to the development and implementation of procedures and processes that make compliance easier to understand and achieve.

We embrace a policy of continuous improvement incorporating our training, monitoring and review processes, which are designed to identify and rectify any aspects of our compliance which can be improved.